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  • Article 1 General Provisions.
    • Section 8-6-1 Short title.
    • Section 8-6-2 Definitions.
    • Section 8-6-3 Registration and bonds of dealers and salesmen.
    • Section 8-6-4 Registration of securities — Required; exceptions.
    • Section 8-6-5 Registration of securities - Registration by notification.
    • Section 8-6-6 Registration of securities - Registration of certain securities by coordination.
    • Section 8-6-7 Registration of securities - Registration by qualification.
    • Section 8-6-8 Registration of securities — Registration statement; conditions precedent to registration by qualification or coordination; bond for securities registered by qualification; action by commission on application for registration by qualification; filing and registration fees; quarterly reports and financial statements by registrants; discharge from supervision by commission.
    • Section 8-6-9 Registration of securities - Denial, suspension and revocation of registration.
    • Section 8-6-10 Registration of securities - Exempt securities.
    • Section 8-6-11 Registration of securities - Exempt transactions.
    • Section 8-6-12 Registration of securities — Applicability of provisions of article; consent to service of process on Secretary of State.
    • Section 8-6-14 Filing or registration not finding of truth, completeness, etc., of documents; representations concerning effect of registration or exemption.
    • Section 8-6-15 Investigations and subpoenas by commission.
    • Section 8-6-16 Administrative cease and desist authority to commission; injunctive relief; appointment of receivers or conservators for defendants or defendants' assets; court ordered rescission, restitution, or disgorgement for violations.
    • Section 8-6-17 Prohibited acts regarding offer, sale, or purchase of securities.
    • Section 8-6-18 Criminal penalties for violations of article; limitation on prosecution; enforcement of article; proof of scienter not required in certain proceedings.
    • Section 8-6-19 Civil liabilities of sellers, agents, etc.; remedies of purchasers.
    • Section 8-6-21 Commission authorized to swear out warrants of arrest; liability of commission for warrant.
    • Section 8-6-22 Duties of director; director empowered to swear out warrants of arrest; liability of director for warrant.
    • Section 8-6-23 Making, amending, and rescinding rules and prescribing forms by commission.
    • Section 8-6-24 Liability for acts done or omitted in good faith under rules, forms, or orders.
    • Section 8-6-25 Hearings to be public; requests for private hearings.
    • Section 8-6-26 Document deemed filed when received.
    • Section 8-6-27 Commission to keep register; register to be open for public inspection.
    • Section 8-6-28 Commission to furnish copies of register entries or documents; certified copy deemed prima facie evidence.
    • Section 8-6-29 Interpretative opinions by commission.
    • Section 8-6-30 Burden of proving exemption or exception from definition.
    • Section 8-6-31 Commission may issue warnings to public and publish information regarding orders.
    • Section 8-6-32 Party aggrieved by order entitled to hearing before commission; appeals from action of commission.
    • Section 8-6-33 Disposition of revenue.
  • Article 2 Securities Commission.
    • Section 8-6-50 Created; duties generally.
    • Section 8-6-51 Membership; qualifications and appointment of commissioners; use or disclosure of confidential information by commissioners, employees, etc.; civil liability of commissioners.
    • Section 8-6-52 Terms of office of appointed members; filling of vacancies; reappointment of members.
    • Section 8-6-53 Selection of chair; rules for proceedings; meetings; quorum; records and reports; access to offices and records; exercise of powers of director.
    • Section 8-6-54 Compensation of members.
    • Section 8-6-55 Director — Appointment; duties generally.
    • Section 8-6-56 Director — Qualifications; salary; interest in banks, etc., prohibited.
    • Section 8-6-57 Deputy director.
    • Section 8-6-58 Personnel.
    • Section 8-6-59 Bonds of director and employees.
    • Section 8-6-60 Place of office.
  • Article 3 Fiduciary Security Transfers.
  • Article 4 Ownership by Minors.
    • Section 8-6-90 Short title.
    • Section 8-6-91 Definitions.
    • Section 8-6-92 Liability of bank, transfer agent, etc., for treating minor as having capacity to exercise security rights; presumption that holder not minor.
    • Section 8-6-93 Minor may not disaffirm security transaction unless prior written notice of minority given.
    • Section 8-6-94 Right of minor to receive dividends, etc.
    • Section 8-6-95 Certain laws not affected by article.
  • Article 5 Pre-Issuance Procedure for Industrial Revenue Bonds.
  • Article 6 Uniform Transfer On Death Security Registration Act.


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